Umergence LLC, an affiliate of Umergence Holdings, is a registered broker-dealer, and member FINRA / SIPC. Umergence LLC maintains a business continuity plan that can be accessed here. To learn more about how the firm works with customers, the firm's Form CRS can be accessed here, and its Reg BI disclosures can be accessed here. Additional information about Umergence LLC can be found through FINRA’S BrokerCheck where you can find out: If a broker or brokerage firm is registered; What has been disclosed to regulators; About a broker’s past experience; What a broker or brokerage firm is qualified to do.